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How We Work

We combine rigorous investment management with proprietary strategies designed to help you gain control over every aspect of your financial life. As an independent firm, the investment choices we offer are not limited or constrained by self-interest. We focus on options that are truly best for you and your goals. And we consider the whole picture. In addition to investment advice, we offer ideas for reducing tax liability, minimizing distribution requirements from retirement accounts, and maximizing investment-related income.

Our firm specializes in helping individuals develop sound retirement strategies. If you are retired – or approaching retirement – please take the time to explore our website and the wealth of information we offer. We offer personalized, hands-on service. We educate our clients about financial concepts and products, and take the mystery out of investing, insurance, estate conservation, and preserving wealth.

We understand the many challenges of retirement today and know the biggest concern for many is outliving their money. We focus on money management, as well as other issues that are critical to your financial well being.


Wealth-building strategies tailored to your vision.

  • Wealth Accumulation Planning
  • Tax-Efficient Investment Strategies
  • Principal Protected Savings Strategies
  • Professional Asset Management
  • Property/Real Estate/1031 Exchanges
  • Roth Conversion Strategies
  • Fee/Expense Optimization


Thrive today while securing tomorrow.

  • Retirement Income Planning
  • Systematic Income Streams
  • Tax-Efficient Income Strategies
  • Income For Life
  • Inflation-Protected Income
  • Overfunded Life-Insurance Policies
  • Required Minimum Distribution (RMD)
  • Withdrawal Strategies


Customized planning for wealth preservation across generations.

  • Estate Planning
  • Estate Tax Reduction/Funding Strategies
  • Living Trust Design/Probate
  • Life Insurance Trust/Policy Design
  • Life Insurance Policy Competitive Comparisons
  • Charitable Planning
  • Gifting Strategies For the Benefit of Heirs


Personalized solutions for every aspect of your business.

  • Business Income
  • Tax Reduction Strategies
  • Buy-Sell Agreement Design
  • Employee Fringe Benefits
  • Deferred Compensation Strategies
  • Business Exit
  • 401(k) Plans


Knowledge and awareness are an investor’s most important assets. We offer a variety of online educational resources to make you a more informed investor.

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  • Stocks/Bonds
  • Mutual Funds/Closed-End Funds/ETFs
  • Structured Notes
  • Tactical Asset Management
  • Hedge Funds
  • Managed Futures

Alternative Investments

  • Real Estate Investment Trusts (REITs)
  • Real Estate Partnerships
  • Renewable Energy
  • Oil & Gas
  • Collateralized Notes
  • Business Development Companies (BDCs)
  • Private Equity


  • Fixed/Indexed Annuities
  • Single-Premium Immediate Annuities (SPIAs)
  • Multi-Year Guaranteed Annuities (MYGAs)
  • Variable Annuities


  • Term Life
  • Whole Life
  • Universal Life
  • Indexed Life
  • Long-Term Care (LTC)

For more information about our firm and the services we offer, send us a quick email or call the office. We would welcome the opportunity to speak with you. | (310) 634-1133